Our ultimate goal is to prepare you to be a compliance professional. Since everyone learns differently we want to give you all the tools to ensure success. From videos to audio to handouts. Learn the way you prefer.
In this course we go behind the curtain and discuss the three steps to money laundering and terrorist financing.
Every financial institution from banks to hedge funds to fintech startups needs a CIP policy and procedure.
A strong KYC program is essential for any bank or financial institution. Who does
Boolean searching can be intimidating at first, but we'll walk you thought exactly how to do it without over complicating the process.
You'll learn how to spot suspicious transactions and read the excel details. Lastly we will teach you 17 different red flag typologies.
You will get hands-on experience conducting investigations on real live entities.
Learn what 314(a) and 314(b) searches are and how to execute them.
In this lesson you will learn the limits banks and fintechs have to abide by and how to fill one out.